금융투자업규정 · English Translation
금융투자업규정 영문본
This is the complete English text of Korea's Regulation on Financial Investment Business (금융투자업규정), a Financial Services Commission public notice (No. 2026-9, effective 17 March 2026). Issued under delegation from the Financial Investment Services and Capital Markets Act and its Enforcement Decree and Enforcement Rule, it sets out the detailed supervisory standards for financial investment business — a core administrative rule that financial institutions, law firms, and compliance teams working with Korea's capital markets rely on in practice.
Unlike the Capital Markets Act itself, the Regulation on Financial Investment Business is a Financial Services Commission public notice (an administrative rule), so no official English translation is published by the Korean government (the National Law Information Center or the Korea Legislation Research Institute). This edition is a complete translation reviewed by H&S Partners, a licensed Korean law office — rarely available elsewhere.
The translation covers the full scope of the Regulation, including:
Legal and compliance teams at global investment banks, asset managers, international law firms, and fintech companies entering or operating in Korea's capital markets use this edition to confirm the exact English wording of the Regulation and to cross-reference it against the Korean original for transactional, contractual, and internal review work.
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Prepared by H&S Partners, a licensed Korean law office.
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Advisory
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